Pete Kaplan is the President of PK Financial Group Inc. He gained valuable experience by holding positions at Morgan Stanley Dean Witter as an Investment Advisor Representative, and at Prudential Securities where he concentrated on business groups and high net worth clients. He trained at the World Trade Center Headquarters, specializing in 401(k) and individual wealth management. Kaplan is one of the first 75 professionals in the U.S. to earn a 401(k) certification at The Retirement Advisor University at UCLA’s Anderson School of Management. He was also part of the Retirement Plan Advisory Committee, representing over 11,000 advisors nationally. Kaplan graduated from Kent State University with a BA in Business Administration and a core in Finance. Pete is married with three children and a Goldendoodle named Sophie. Pete enjoys spending time with his family, golfing, and is an avid Cleveland sports fan.
CREDENTIALS AND LICENSES INCLUDE:
- Series 7 Licensed
- Series 65 Licensed
- Investment Advisory Licensed
- Life, Health, Variable Annuities Licensed
- Property, Casualty and Liability Insurance Licensed
- C(k)P-certified 401(k) advisor
- Affiliated with Osaic Wealth
- Certified Planning Fiduciary Advisor